Wealth Management Compliance

Job Title: Wealth Management Compliance
Contract Type: Permanent
Location: Hong Kong
Reference: JW-190531-1
Contact Name: justin wan
Contact Email:
Job Published: June 11, 2019 15:44

Job Description

Team Head, Wealth Management Compliance (Foreign Bank)



Our client, a market leading foreign bank is now looking for a Compliance Team head to join the team. Reporting to the HK Compliance Head, you will be responsible for the following duties:

  • Implementing policies and procedures and updating such rules and regulations relevant to Wealth Management

  • Identify and control compliance risks, implementing monitoring measures and remediation plan where required with relevant stakeholders

  • Provide regular and ad hoc compliance reports as well as preparing relevant risk assessments on Wealth Management

  • Manage a team and supervise junior staff in the team

  • Other ad hoc duties


To qualify, you must be:

  • University Degree holder or above

  • At least 8 years experiences in Compliance area

  • Knowledge in WM area is a must

  • Team leading experiences is a must


Interested candidates, please kindly send your detailed resume including:

1) Current and expected salary

2) Availability

3) Reason for leaving current and past employments

directly to: and


Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.