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Wealth Management Compliance

Job Title: Wealth Management Compliance
Contract Type: Permanent
Location: Hong Kong
Specialisation:
Reference: JW-190531-1
Contact Details: justin wan
Contact Email: justin.wan@jac-recruitment.com
Published: 2 months ago

Team Head, Wealth Management Compliance (Foreign Bank)

 

 

Our client, a market leading foreign bank is now looking for a Compliance Team head to join the team. Reporting to the HK Compliance Head, you will be responsible for the following duties:

  • Implementing policies and procedures and updating such rules and regulations relevant to Wealth Management

  • Identify and control compliance risks, implementing monitoring measures and remediation plan where required with relevant stakeholders

  • Provide regular and ad hoc compliance reports as well as preparing relevant risk assessments on Wealth Management

  • Manage a team and supervise junior staff in the team

  • Other ad hoc duties

 

To qualify, you must be:

  • University Degree holder or above

  • At least 8 years experiences in Compliance area

  • Knowledge in WM area is a must

  • Team leading experiences is a must

  

Interested candidates, please kindly send your detailed resume including:

1) Current and expected salary

2) Availability

3) Reason for leaving current and past employments

directly to: justin.wan@jac-recruitment.com and jac.hk@jac-recruitment.com

 

Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.