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VP Compliance

Job Title: VP Compliance
Contract Type: Permanent
Location: Hong Kong
Specialisation:
Ref: JW-18123-1
Contact Details: Justin Wan
Contact Email: justin.wan@jac-recruitment.com
Published: 3 days ago

VP, Compliance – ETF

 

Our client, a reputable and trustworthy securities company, is looking for a qualified VP Compliance specialize in ETF as below.

 

Responsibilities:

  • Recognize and assess compliance risks of the operations and business activities of Asset Management, especially ETF

  • Deliver daily regulatory advice and management on rules and internal policies as well as its latest updates; ensure the business units in comply with the law, rules and regulations

  • Evaluate business processes and new initiatives came out by the business units to ensure they are in accordance with regulatory requirements, focusing on ETF

  • Draft, revise, update and maintain Compliance policies and manuals of the ETF

  • Analysis, improve and develop the compliance programs, procedures as well as guidelines for business unit respectively

  • Manage relationship with relevant Exchanges and Regulators, handling questions and requirements

 

Requirements:

  • Degree holder major in Laws, Finance or other related disciplines

  • 5-8 years’ experience relevant with compliance in Asset Management

  • Experience in ETF or authorized funds

  • Good command of written and spoken English and Chinese including Mandarin  

 

If you are interested, please send your CV and cover letter to Justin.Wan@jac-recruitment.com and jac.hk@jac-recruitment.com