Responsible Officer Type 1&4

Job Title: Responsible Officer Type 1&4
Contract Type: Permanent
Location: Hong Kong
Reference: GW20181101-1
Contact Name: Gordon Wang
Contact Email:
Job Published: November 09, 2018 10:24

Job Description

Responsible Officer Type 1&4 (wealth management)


My client is a well known Chinese wealth management company, They are looking for a RO 1&4 candidate to charge the whole Type 1 business. 

Job Duty:

  • As a Responsible Officer to supervise agents with SFC licenses for retail distribution of mutual funds
  • Mange the sales team and report directly to CEO
  • Actively engaged in the training of licensed representatives in product knowledge and regulatory requirements
  • Decide the direction of product strategy and formulate the policies and procedures relating to the distribution of investment products and communicate to the staff
  • Provide training/presentations to the sales teams, in China and Hong Kong, and deliver investment solutions to clients and help to close deals


  • Degree holder in business-related disciplines
  • Current holder of SFC unconditional Responsible Officer license for Type 1, Type 4
  • familiar with wealth management and distribution fund
  • Ability to work efficiently under pressure and complete job tasks accurately on time
  • fluent with English and Mandarin

If interested, please send your CV along with your current and expected salary to: AND CC 

Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you

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