Potential Responsible Officer/ RO - SFC Type 4 & 9

Job Title: Potential Responsible Officer/ RO - SFC Type 4 & 9
Contract Type: Permanent
Location: Hong Kong
Salary: Negotiable
Reference: MC 170424-01
Contact Name: Mina Chan
Contact Email:
Job Published: May 10, 2017 11:55

Job Description

Our client, a foreign based asset management company with business around Asia Pacific is looking for a Responsible Officer or potential Responsible Officer to join their group.



  • Develop Strategies, supervise and implement the Company's business either securities, commodities, portfolio management and Asset Management

  • Oversee the related business operations of the company and ensure the operations are complied with SFC regulation

  • Conduct Research and investment projects, etc. 
  • Provide advice on the securities matters and support the Management on strategic planning and project implementation

  • Involve in the marketing planning, business development, capital raising projects, etc.

  • Develop business and client acquisition, promote the company and business. 

  • Independently manage portfolio, conduct research analysis to support portfolio decisions.

  • Keep the Board promptly and fully informed of the conduct of the business and comply with all legal and compliance issues. 


  • Degree or above in Finance, Accountancy, Business Administration or related discipline

  • Registered or can be registered under SFC as Responsible Officer for Type 4 & Type 9

  • Min. 6 years' relevant working experience 

  • Experience in managing private funds, PE, equities funds, dis. products, hedge fund or portfolio management
  • Analytical, detailed-oriented and able to work independently
  • Fluent in both spoken and written English, Chinese (Cantonese & Mandarin) 


For interested parties, please send your CV in WORD format along with your current and expected salary to and CC