Compliance Officer

Job Title: Compliance Officer
Contract Type: Permanent
Location: Hong Kong
Reference: JW-190110-1
Contact Name: Justin Wan
Contact Email:
Job Published: January 11, 2019 16:53

Job Description

Compliance Officer (FX)


Our client, a reputable and professional financial services company, now is looking for a qualified Compliance Officer as below.


  • In charge of regulatory compliance matters including documentation of mandatory submissions and response to the regulating authorities in HK.

  • Sets up internal compliance procedures as a start-up member of HK office.

  • Maintain good relationships with key regulatory partners and lawyers.

  • Coordinate with other business units on new product and services launches. Serve as a project leader on business initiatives as needed.

  • Assess and review of existing, new and proposed regulations that are relevant to the firm and communicate to the appropriate business lines.

  • Review and approve client communications and/or promotional materials as needed.

  • Support in general responsibilities and designated tasks of the Compliance program.



  • Thorough understanding on legal / compliance, covering the E-commerce, Forex trading and investments areas of banking or related business areas is preferred.

  • Good command of English and Mandarin is a must.

  • Strong interpersonal and relationship management skills.

  • Qualification of attorney (English/Hong Kong law) is a plus.

  • Potential candidates with less experience will be considered as Compliance Assistant.



Interested candidates, please kindly send your detailed resume including:

1) Current and expected salary

2) Availability

3) Reason for leaving current and past employments

directly to: and


Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.

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