Connecting...

Compliance Officer

Job Title: Compliance Officer
Contract Type: Permanent
Location: Hong Kong
Industry:
Reference: JW-190110-1
Contact Name: Justin Wan
Contact Email: justin.wan@jac-recruitment.com
Job Published: January 11, 2019 16:53

Job Description

Compliance Officer (FX)

 

Our client, a reputable and professional financial services company, now is looking for a qualified Compliance Officer as below.

Responsibilities:

  • In charge of regulatory compliance matters including documentation of mandatory submissions and response to the regulating authorities in HK.

  • Sets up internal compliance procedures as a start-up member of HK office.

  • Maintain good relationships with key regulatory partners and lawyers.

  • Coordinate with other business units on new product and services launches. Serve as a project leader on business initiatives as needed.

  • Assess and review of existing, new and proposed regulations that are relevant to the firm and communicate to the appropriate business lines.

  • Review and approve client communications and/or promotional materials as needed.

  • Support in general responsibilities and designated tasks of the Compliance program.

 

Requirements:

  • Thorough understanding on legal / compliance, covering the E-commerce, Forex trading and investments areas of banking or related business areas is preferred.

  • Good command of English and Mandarin is a must.

  • Strong interpersonal and relationship management skills.

  • Qualification of attorney (English/Hong Kong law) is a plus.

  • Potential candidates with less experience will be considered as Compliance Assistant.

 

 

Interested candidates, please kindly send your detailed resume including:

1) Current and expected salary

2) Availability

3) Reason for leaving current and past employments

directly to: justin.wan@jac-recruitment.com and jac.hk@jac-recruitment.com

 

Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.

Get similar jobs like these by email

By submitting your details you agree to our T&C's