Compliance Manger

Job Title: Compliance Manger
Contract Type: Permanent
Location: Hong Kong
Reference: JW-190506-2
Contact Name: Justin Wan
Contact Email:
Job Published: May 17, 2019 10:24

Job Description

Compliance Manger (Banking Compliance Review)


Our client, a large reputable Bank, now is looking for a Compliance Manger who will work in Compliance Review Department.



  • Perform the compliance monitoring programmes on high-risk operations

  • In charge of compliance review / self-assessment on selected operations

  • Prepare management report on branch visit and compliance review/ monitoring

  • Suggest on compliance issues and findings being identified

  • Follow up the implementation of recommendations issued

  • Assist in planning, developing and designing the compliance monitoring programmes / compliance review / self-assessment

  • Take part in compliance training activities



  • University graduate or relevant professional qualifications, such as AHKIB, CPA, etc.

  • Minimum of 4 years' working experience in the financial services industry with compliance / audit / risk management / internal control experience

  • Good knowledge of requirements from HKMA / SFC / PCPD

  • Good presentation and report writing skills

  • Proficiency in both spoken and written English and Chinese

  • PC literate with good knowledge of MS Office


Interested candidates, please kindly send your detailed resume including:

1) Current and expected salary

2) Availability

3) Reason for leaving current and past employments

directly to: and

Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.

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