Compliance Manager - Asset Management

Job Title: Compliance Manager - Asset Management
Contract Type: Permanent
Location: Hong Kong
Reference: VC180504 - 001
Contact Name: Vince Chui
Contact Email:
Job Published: May 07, 2018 14:58

Job Description

Our client is a SFC license corporation. They are looking for candidates to join them as a Compliance for their asset management business.


Job Responsibilities: 

  • Direct reporting to the CEO in all kinds of corporate matters.
  • Provide day to day regulatory advice and guidance on rules and internal policies 
  • Provide regulatory compliance advice and support to business processes to ensure full compliance with regulatory requirements and group standards
  • Review policies, procedures, marketing materials and customer correspondence


 Job Requirements:

  • Minimum of 3-5 years of asset management experience or relevant financial institutions
  • Familiar with Securities and Futures Ordinance and applicable statutory and regulatory requirements
  • Able to communicate in English, Cantonese and Mandarin
  • Available immediately is a plus


Interested candidates, kindly send your detailed resume including:
1) Current and expected salary
2) Availability

Click "APPLY NOW" or directly to: and

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