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Compliance Manager

Job Title: Compliance Manager
Contract Type: Permanent
Location: Hong Kong
Specialisation:
Reference: JW-190227-2
Contact Details: Justin Wan
Contact Email: justin.wan@jac-recruitment.com
Published: 4 months ago

Compliance Manager - Compliance Review (Banking)

 

We are looking for a high caliber Compliance Manager who will work in Compliance Review Department for our client, a reputable bank.

 

Responsibilities

  • Implement the compliance monitoring programmes on high-risk operations

  • Responsible for compliance review and self-assessment on selected operations

  • Prepare management report on branch visit and compliance review/ monitoring

  • Provide recommendations on compliance issues and findings being identified

  • Follow up the implementation of recommendations issued

  • Support in planning, developing and designing the compliance monitoring programmes / compliance review / self-assessment

  • To participate in compliance training activities

 

Requirements

  • University graduate or possess relevant professional qualifications, such as AHKIB, CPA, etc.

  • Minimum of 4 years' working experience in the financial services industry with compliance / audit / risk management / internal control experience

  • Familiar with requirements from HKMA / SFC / PCPD

  • Confident, efficient and effective team player with initiative and good presentation and report writing skills

  • Able to exercise judgment, work under pressure, and liaise effectively with business and supporting units

  • Proficiency in both spoken and written English and Chinese

  • PC literate with good knowledge of MS Office

 

Interested candidates, please kindly send your detailed resume including:

1) Current and expected salary

2) Availability

 3) Reason for leaving current and past employments

directly to: justin.wan@jac-recruitment.com and jac.hk@jac-recruitment.com

 

Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.