Compliance Manager

Job Title: Compliance Manager
Contract Type: Permanent
Location: Hong Kong
Reference: JW-190227-2
Contact Name: Justin Wan
Contact Email:
Job Published: March 04, 2019 10:05

Job Description

Compliance Manager - Compliance Review (Banking)


We are looking for a high caliber Compliance Manager who will work in Compliance Review Department for our client, a reputable bank.



  • Implement the compliance monitoring programmes on high-risk operations

  • Responsible for compliance review and self-assessment on selected operations

  • Prepare management report on branch visit and compliance review/ monitoring

  • Provide recommendations on compliance issues and findings being identified

  • Follow up the implementation of recommendations issued

  • Support in planning, developing and designing the compliance monitoring programmes / compliance review / self-assessment

  • To participate in compliance training activities



  • University graduate or possess relevant professional qualifications, such as AHKIB, CPA, etc.

  • Minimum of 4 years' working experience in the financial services industry with compliance / audit / risk management / internal control experience

  • Familiar with requirements from HKMA / SFC / PCPD

  • Confident, efficient and effective team player with initiative and good presentation and report writing skills

  • Able to exercise judgment, work under pressure, and liaise effectively with business and supporting units

  • Proficiency in both spoken and written English and Chinese

  • PC literate with good knowledge of MS Office


Interested candidates, please kindly send your detailed resume including:

1) Current and expected salary

2) Availability

 3) Reason for leaving current and past employments

directly to: and


Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.