Compliance Manager - Control Room (Banking)
We are looking for a high caliber Compliance Manager who will work in Central Compliance Department for our client, a reputable bank.
Responsibilities
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Responsible for daily efficient operation of the Control Room, including but not limited to develop, maintenance and update of control room operating process, procedural manual, wall-crossing, maintenance of Watchlist, etc
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In charge of the process for employee dealings, approving request, monitoring on employee dealing activities as required
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Assess and approve Wall-crossing requests from business units and maintain up to date insider lists
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Coordinate and communicate with Legal and other Compliance teams on all control room matters
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Keep updating of existing and new regulatory requirements
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To take ad-hoc compliance related projects
Requirements
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University graduate in Banking, Business Administration, Finance or related majors
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Minimum of 3 years' working experience in the Control Room and related compliance matters
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Thorough understanding of the current regulatory environment and financial markets as well as securities regulations
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A team player with good communication skills and risk awareness as well as strong analysis skill and detailed oriented with good initiative
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Able to exercise judgment and liaise effectively with the Business Units
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Proficient in both spoken and written English and Chinese, including Putonghua
Interested candidates, please kindly send your detailed resume including:
1) Current and expected salary
2) Availability
3) Reason for leaving current and past employments
directly to: justin.wan@jac-recruitment.com and jac.hk@jac-recruitment.com
Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.