Compliance Manager

We are looking for a high caliber Compliance Manager who will work in Central Compliance Department for our client, a reputable bank.

 

Responsibilities

• Responsible for daily efficient operation of the Control Room, including but not limited to develop, maintenance and update of control room operating process, procedural manual, wall-crossing, maintenance of Watchlist, etc

• In charge of the process for employee dealings, approving request, monitoring on employee dealing activities as required

• Assess and approve Wall-crossing requests from business units and maintain up to date insider lists

• Coordinate and communicate with Legal and other Compliance teams on all control room matters

• Keep updating of existing and new regulatory requirements

• To take ad-hoc compliance related projects

 

Requirements

• University graduate in Banking, Business Administration, Finance or related majors

• Minimum of 3 years' working experience in the Control Room and related compliance matters

• Thorough understanding of the current regulatory environment and financial markets as well as securities regulations

• A team player with good communication skills and risk awareness as well as strong analysis skill and detailed oriented with good initiative

• Able to exercise judgment and liaise effectively with the Business Units

• Proficient in both spoken and written English and Chinese, including Putonghua

 

Interested candidates, please kindly send your detailed resume including:

1) Current and expected salary

2) Availability

 3) Reason for leaving current and past employments

directly to: justin.wan@jac-recruitment.com and jac.hk@jac-recruitment.com

 

Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.