Compliance Manager

Job Title: Compliance Manager
Contract Type: Permanent
Location: Hong Kong
Reference: JW-190118
Contact Name: Justin Wan
Contact Email:
Job Published: January 23, 2019 16:58

Job Description

Compliance Manager (Leading Chinese firm)


Our client, a reputable Chinese firm, now is looking for a high caliber Compliance Manage as below.



  • Provide precise regulatory advices to the relevant stakeholders for their routine operations and responsible for business development and expansion projects

  • Handle oversee project progress, coordinate with both front and back offices to facilitate cross-team communications and internal business processes

  • In charge of Compliance projects by keeping up-to-date of regulatory changes, identifying policy gaps and driving the corresponding changes in policies and procedures

  • Educate the relevant staffs for regulatory updates and policy rollouts and changes

  • Develop and execute the compliance monitoring program for existing and new business



  • Degree holder in law, finance, accounting or related disciplines is preferred

  • 5 years solid experience in Regulatory Compliance, Control Room and Institutional Sales Compliance coverage

  • Highly familiar with the Securities and Futures Ordinance of Hong Kong (HK SFO) and the rules, codes and regulations of HK SFC; Familiar with HK Listing Rules or regulations of Monetary Authority of Singapore (MAS) is a strong plus

  • Proficiency in both written and spoken English and Mandarin

  • Strongly self-motivated and able to work independently; Able to manage multiple projects simultaneously; Great communication skill, Analytical thinking


Interested candidates, please kindly send your detailed resume including:

1) Current and expected salary

2) Availability

3) Reason for leaving current and past employments

directly to: and


Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.

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