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Compliance Manager

Job Title: Compliance Manager
Contract Type: Permanent
Location: Hong Kong
Specialisation:
Reference: JW-190118
Contact Details: Justin Wan
Contact Email: justin.wan@jac-recruitment.com
Published: 5 months ago

Compliance Manager (Leading Chinese firm)

 

Our client, a reputable Chinese firm, now is looking for a high caliber Compliance Manage as below.

 

Responsibilities

  • Provide precise regulatory advices to the relevant stakeholders for their routine operations and responsible for business development and expansion projects

  • Handle oversee project progress, coordinate with both front and back offices to facilitate cross-team communications and internal business processes

  • In charge of Compliance projects by keeping up-to-date of regulatory changes, identifying policy gaps and driving the corresponding changes in policies and procedures

  • Educate the relevant staffs for regulatory updates and policy rollouts and changes

  • Develop and execute the compliance monitoring program for existing and new business

 

Requirements

  • Degree holder in law, finance, accounting or related disciplines is preferred

  • 5 years solid experience in Regulatory Compliance, Control Room and Institutional Sales Compliance coverage

  • Highly familiar with the Securities and Futures Ordinance of Hong Kong (HK SFO) and the rules, codes and regulations of HK SFC; Familiar with HK Listing Rules or regulations of Monetary Authority of Singapore (MAS) is a strong plus

  • Proficiency in both written and spoken English and Mandarin

  • Strongly self-motivated and able to work independently; Able to manage multiple projects simultaneously; Great communication skill, Analytical thinking

 

Interested candidates, please kindly send your detailed resume including:

1) Current and expected salary

2) Availability

3) Reason for leaving current and past employments

directly to: justin.wan@jac-recruitment.com and jac.hk@jac-recruitment.com

 

Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.