Compliance Manager (Leading Chinese firm)
Our client, a reputable Chinese firm, now is looking for a high caliber Compliance Manage as below.
Responsibilities
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Provide precise regulatory advices to the relevant stakeholders for their routine operations and responsible for business development and expansion projects
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Handle oversee project progress, coordinate with both front and back offices to facilitate cross-team communications and internal business processes
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In charge of Compliance projects by keeping up-to-date of regulatory changes, identifying policy gaps and driving the corresponding changes in policies and procedures
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Educate the relevant staffs for regulatory updates and policy rollouts and changes
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Develop and execute the compliance monitoring program for existing and new business
Requirements
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Degree holder in law, finance, accounting or related disciplines is preferred
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5 years solid experience in Regulatory Compliance, Control Room and Institutional Sales Compliance coverage
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Highly familiar with the Securities and Futures Ordinance of Hong Kong (HK SFO) and the rules, codes and regulations of HK SFC; Familiar with HK Listing Rules or regulations of Monetary Authority of Singapore (MAS) is a strong plus
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Proficiency in both written and spoken English and Mandarin
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Strongly self-motivated and able to work independently; Able to manage multiple projects simultaneously; Great communication skill, Analytical thinking
Interested candidates, please kindly send your detailed resume including:
1) Current and expected salary
2) Availability
3) Reason for leaving current and past employments
directly to: justin.wan@jac-recruitment.com and jac.hk@jac-recruitment.com
Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.