Our client, a global financial institution/Restricted License Bank, is now seeking a high calibre candidate to join their team.
Support Investment Banking Department maintain an effective compliance and control system, administrate all functional documentation and crucial / statutory records to meet the business objectives and legal compliance.
Specific Duties & Responsibilities
KYC due diligence
Coordinate Self-Assessment and Sarbanes-Oxley program with internal departments
Coordinate regular trainings related to compliance issues including Money Laundering, Personal Data Protection, etc.
Maintain an effective compliance and control system by updating directorship and company chart, anti-terrorist financing sanction list, registers of customers’ compliant, JFIU, ICAC, HKPF in compliance with HK Monetary Authority, SFC registration or other statutory requirements.
Maintain proper filing of updated company policies and procedures.
Keep abreast with the banking related legislations and other regulations, assist to identify any compliance risks and measures.
Provide administrative support to the department.
Strictly adhere to the Company policies, procedures and ethical requirements, ensure the operation of daily activities are ethically and legally complied.
Support and participate in various ad hoc assignments or projects.
Minimum 5 years in house working experience in legal firm, investment bank or finance industry.
Knowledge in SFC Ordinance, Company Ordinance & banking regulations.
Knowledge in company secretarial matters is advantage.
Strong communication and analytical skill.
High integrity, initiative and able to work independently.
Good command of English, Chinese and Putonghua.
Proficiency in MS Office application.
Interested candidates, please kindly send your detailed resume in WORD format including:
1) Current and expected salary
3) Reason for leaving current and past employments
directly to: firstname.lastname@example.org and email@example.com
Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.