Compliance Manager - SFC type 6 Business

Job Title: Compliance Manager - SFC type 6 Business
Contract Type: Permanent
Location: Hong Kong
Contact Name: Vince Chui
Contact Email:
Job Published: March 12, 2018 11:25

Job Description

Our client is a Financial Service Company. They would like to look for a Compliance Manager - SFC type 6 Business candidates.



  • Review and enhance compliance framework on Type 6 regulated activities
  • Ensure company policies, internal control procedures & manuals are up-to-date with regulatory requirements
  • Handle inquiries and investigation from SFC and HKEx
  • Handle licensing issues for individuals;
  • Perform transactions monitoring and AML measures;
  • Develop training materials and coordinate compliance / AML training
  • Perform ad hoc projects as required


  • Degree in law, finance, accounting or related disciplines;
  • Minimum 5 years of compliance experience in corporate finance houses;
  • Good understanding of SFO and other relevant rules and regulations.
  • Excellent communication and strong interpersonal skills;
  • Analytical, self-motivated and able to work independently;
  • Good command of both written and spoken English & Chinese, fluency in Mandarin;

If you are interested, please send your updated CV to vince.chui and CC, thank you.