Compliance Manager (Asset Management)

Job Title: Compliance Manager (Asset Management)
Location: Hong Kong
Contact Name: Vince Chui
Contact Email:
Job Published: February 23, 2018 11:28

Job Description

Our client is a SFC license corporation. They are looking for candidates to join them as a Compliance Manager.


Job Responsibilities: 

  • Direct reporting to the top management of the Group Companies in all kinds of corporate matters.
  • Provide day to day regulatory advice and guidance on rules and internal policies
  • Provide regulatory compliance advice and support to business processes to ensure full compliance with regulatory requirements and group standards
  • Responding to all compliance matters within the Group Companies and the external parties.
  • Review policies, procedures, marketing materials and customer correspondence


 Job Requirements:


  • Minimum of 3-5 years of Asset Management House experience or relevant financial institutions
  • Familiar with Securities and Futures Ordinance and applicable statutory and regulatory requirements
  • Able to communicate in English, Cantonese and Mandarin
  • Available immediately is a plus
Interested candidates, please send an updated CV to and CC  Only shortlisted candidates will be contacted. Thank you!

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