Compliance Manager (Asset Management)

Our client is a SFC license corporation. They are looking for candidates to join them as a Compliance Manager.

Job Responsibilities: 

• Direct reporting to the top management of the Group Companies in all kinds of corporate matters.
• Provide day to day regulatory advice and guidance on rules and internal policies
• Provide regulatory compliance advice and support to business processes to ensure full compliance with regulatory requirements and group standards
• Responding to all compliance matters within the Group Companies and the external parties.
• Review policies, procedures, marketing materials and customer correspondence

 Job Requirements:

• Minimum of 3-5 years of Asset Management House experience or relevant financial institutions
• Familiar with Securities and Futures Ordinance and applicable statutory and regulatory requirements
• Able to communicate in English, Cantonese and Mandarin
• Available immediately is a plus