[BANKING ]Team Head - Regulatory Legal & Compliance - Senior level

Job Title: [BANKING ]Team Head - Regulatory Legal & Compliance - Senior level
Contract Type: Permanent
Location: Hong Kong
Reference: GL180124-1
Contact Name: Grace Liu
Contact Email:
Job Published: April 25, 2018 10:07

Job Description

Our Client, a reputable Corporate Bank, is now looking for a senior candidate with People Management skills to head their Compliance Department.


  • To lead the General Compliance team;
  • Act as Compliance Advisor and provide support to all business units;
  • To lead the implementation of compliance-related and any strategic projects;
  • To draft and deliver compliance training on regulatory, compliance policies and procedures;
  • To design, develop and devise effective compliance programs and conduct regular testing in relation to control measures;
  • To manage requests made by HKMA and relevant  regulatory bodies;
  • To assist in reviewing and analyzing new regulatory and statutory requirements.



  • Bachelor’s Degree and above;
  • 7-10 years of product and/or compliance experience in sizable firms; corporate banking compliance knowledge is an advantage;
  • Strong leadership and stakeholder management skill;
  • Fluent in English and Cantonese,Mandarin preferred


Interested candidates, please kindly send your detailed resume including:
1) Current and expected salary
2) Availability
3) Reason for leaving current and past employments

 directly to: grace.liu and

Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.