Compliance & Control Manager

Job title: Compliance & Control Manager
Contract type: Permanent
Reference: JW-190129-1
Contact details: Justin Wan
Contact email:
Job published: February 11, 2019 10:32

Compliance & Control Manager (Financial Institutions Department)


We are looking for a Compliance and Control Manager who will work in Financial Institutions Department for our client as below.



  • Coordinate externally with clients and internally with other departments to ensure clients' enquiries on FI compliance are handled efficiently and promptly

  • Support on managing FI Compliance matters and promoting compliance culture within the division

  • Prepare know your customers ("KYC") and anti-money laundering ("AML") due diligence for new financial institution's clients

  • Responsible for KYC/ AML due diligence review of financial institution's clients, prepare and review MIS reports

  • Keep updating in compliance related rules and regulations and implement the updates to relevant procedure manuals

  • In charge of compliance related duties and handle enquiries from clients

  • Support and liaise departments and overseas branches / subsidiaries of the Bank Group in relation to the daily operation on AML/KYC and other compliance related matters



  • University graduate

  • Preferably over 5 years of experience in the banking with qualification in the AML area (e.g. CAMS)

  • Sound knowledge of the ALMO and other compliance rules and regulations especially in the financial institutions area

  • Solid understanding of relevant Bank policies, procedures, practices, correspondent banking, transaction banking, and treasury business

  • Excellent command of both spoken and written English and Chinese, Mandarin is a plus

  • Candidates with less experience will be considered as Assistant Compliance & Control Manager


Interested candidates, please kindly send your detailed resume including:

1) Current and expected salary

2) Availability

3) Reason for leaving current and past employments

directly to: and


Personal data collected will be used for employment-related purpose only. We regret to inform that only shortlisted candidates will be notified, thank you.