Chinese Securities - Legal Manager/ Counsel (Advisory for IPO & Corp finance)

Job title: Chinese Securities - Legal Manager/ Counsel (Advisory for IPO & Corp finance)
Contract type: Permanent
Reference: GL180306-1
Contact details: Grace Liu
Contact email:
Job published: March 19, 2018 11:42

Our Client, a renowned Chinese Securities firm, is urgently looking for a Legal professional to join their team.


  • Provide full-spectrum of legal and compliance advice & support to all businesses of the Company but not limited to securities brokerage, corporate finance and asset management businesses, direct investments, new business initiatives and corporate governance etc
  • Draft, review and negotiate various types of contracts and agreements
  • Liaise with external parties on various corporate exercises
  • Ensure compliance with laws and regulations across the Company
  • To perform ad hoc projects as required



  • 5 years or above experience gained from financial institutions; Chinese based securities firm and PRC exposure would definitely an advantage
  • IPO exposure is a must
  • Relevant experiences in brokerage/asset management companies/banks with Types 1, 2, 4, 5, 6 and 9 licenses is preferred
  • Good command of written and spoken English and Chinese, fluency in Putonghua
  • Strong sense of responsibility, Independent, initiative & problem-solving skills
  • Professional presentation and report writing skill


Interested candidates, please kindly send your detailed resume including:
1) Current and expected salary
2) Availability
3) Reason for leaving current and past employments

 directly to: and

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